SEC Form 4 · accession 0001225208-15-011228
HUNTINGTON BANCSHARES INC /MD/ · HBAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David S. Anderson
Officer — EVP & Controller
Period of report
May 1, 2015
Accepted (ET)
May 5, 2015 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000049196
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 1, 2015 | A | 6,198 | $0.00 | A | 137,592 | D | |
| Common StockF2 | May 1, 2015 | F | 1,646 | $10.89 | D | 135,946 | D | |
| Common Stock | May 4, 2015 | M | 30,287 | $6.02 | A | 166,233 | D | |
| Common StockF3 | holding | — | — | — | 15,433 | I | By Issuer's Supplemental Stock Purchase and Tax Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee/Director Stock Option (Right to Buy)F4 | $10.89 | May 1, 2015 | A | 8,754 | A | May 1, 2016 | May 1, 2025 | Common Stock | 8,754 | 8,754 | D |
| Employee/Director Stock Option (Right to Buy) | $6.02 | May 4, 2015 | M | 30,287 | D | Jul 25, 2014 | Jul 25, 2018 | Common Stock | 30,287 | 0 | D |
| Employee/Director Stock Option (Right to Buy) | $6.77 | holding | — | — | — | May 1, 2013 | May 1, 2019 | Common Stock | 23,500 | 23,500 | D |
| Employee/Director Stock Option (Right to Buy) | $7.06 | holding | — | — | — | May 1, 2014 | May 1, 2020 | Common Stock | 14,672 | 14,672 | D |
| Employee/Director Stock Option (Right to Buy) | $9.08 | holding | — | — | — | May 1, 2015 | May 1, 2021 | Common Stock | 42,948 | 42,948 | D |
Explanation of responses
- F1An award of restricted stock units, to be settled in shares of common stock, that vests in two installments: 50% on the third anniversary of the date of grant and 50% on the fourth anniversary of the date of grant.
- F2Shares were withheld to cover the associated tax liability upon the vesting of an award of RSUs previously granted on May 1, 2012.
- F3Total includes the exempt acquisition of shares through March 31, 2015.
- F4The options become exercisable in 4 equal annual increments beginning on the first anniversary of the date of grant. The date reported is the first anniversary when a portion of the options first become exercisable.