SEC Form 4 · accession 0000049071-15-000037

HUMANA INC · HUM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP and Chief Strategy Officer

Period of report

Feb 24, 2015

Accepted (ET)

Feb 25, 2015 · 7:02 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000049071

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Humana Common	holding	—	—		—	0	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Options^F2	$164.645	Feb 24, 2015	A	14,913	A	—	Feb 24, 2022	Humana Common	14,913	14,913	D
Options^F1	$102.155	holding	—	—	—	—	Feb 18, 2021	Humana Common	11,175	11,175	D
Restricted Stock Units^F3,F4	—	holding	—	—	—	—	—	Humana Common	14,827	14,827	D
Restricted Stock Units^F3,F5	—	holding	—	—	—	—	—	Humana Common	2,447	2,447	D

F1Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to Reporting Person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.
F2Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to Reporting Person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.
F3Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under Company's 2011 Plan.
F4Restricted stock units granted to Reporting Person on 01/06/14, 100% of the award is vesting on 01/06/17.
F5Restricted stock units granted to Reporting Person on 02/18/14, 100% of the award is vesting on 02/18/17.