SEC Form 4 · accession 0000049071-15-000036
HUMANA INC · HUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian A Kane
Officer — SVP & Chief Financial Officer
Period of report
Feb 24, 2015
Accepted (ET)
Feb 25, 2015 · 6:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000049071
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Humana Common | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF1 | $164.645 | Feb 24, 2015 | A | 21,014 | A | — | Feb 24, 2022 | Humana Common | 21,014 | 21,014 | D |
| Restricted Stock UnitsF2,F3 | — | holding | — | — | — | — | — | Humana Common | 15,952 | 15,952 | D |
Explanation of responses
- F1Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to Reporting Person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.
- F2Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
- F3Restricted stock units granted to Reporting Person on 06/02/14, 100% of the award is vesting on 06/02/17.