SEC Form 4 · accession 0001398889-17-000097
AMERICAN ELECTRIC POWER CO INC · AEP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles E Zebula
Officer — Executive Vice President
Period of report
May 1, 2017
Accepted (ET)
May 3, 2017 · 11:28 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004904
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F5 | May 1, 2017 | M | 1,995 | $67.64 | A | 1,995 | D | |
| Common StockF5 | May 1, 2017 | F | 956 | $67.64 | D | 1,039 | D | |
| Common StockF5 | May 1, 2017 | D | 1,039 | $67.64 | D | 0 | D | |
| Common StockF2,F5 | May 1, 2017 | M | 1,643 | $67.64 | A | 1,643 | D | |
| Common StockF5 | May 1, 2017 | F | 787 | $67.64 | D | 856 | D | |
| Common StockF5 | May 1, 2017 | D | 856 | $67.64 | D | 0 | D | |
| Common StockF3,F5 | May 1, 2017 | M | 3,716 | $64.77 | A | 3,716 | D | |
| Common StockF5 | May 1, 2017 | F | 1,782 | $67.64 | D | 1,934 | D | |
| Common StockF5 | May 1, 2017 | D | 1,934 | $67.64 | D | 0 | D | |
| Common StockF4,F5 | May 1, 2017 | M | 1,194 | $67.64 | A | 1,194 | D | |
| Common StockF5 | May 1, 2017 | F | 572 | $67.64 | D | 622 | D | |
| Common StockF5 | May 1, 2017 | D | 622 | $67.64 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5,F1 | — | May 1, 2017 | M | 1,995 | A | May 1, 2017 | May 1, 2017 | Common Stock | 1,995 | 0 | D |
| Restricted Stock UnitsF5,F2 | — | May 1, 2017 | M | 1,643 | A | May 1, 2017 | May 1, 2017 | Common Stock | 1,643 | 0 | D |
| Restricted Stock UnitsF5,F3 | — | May 1, 2017 | M | 3,716 | A | May 1, 2017 | May 1, 2017 | Common Stock | 3,716 | 0 | D |
| Restricted Stock UnitsF5,F4 | — | May 1, 2017 | M | 1,194 | A | May 1, 2017 | May 1, 2017 | Common Stock | 1,194 | 0 | D |
Explanation of responses
- F1A portion of Mr. Zebula's restricted stock units (1,995) that were granted on 12/10/2013 vested on 5/1/2017. Upon vesting, 956 restricted stock units were withheld to satisfy the reporting person's tax liability and the remaining restricted stock units were settled in cash.
- F2A portion of Mr. Zebula's restricted stock units (1,643) that were granted on 2/24/2015 vested on 5/1/2017. Upon vesting, 787 restricted stock units were withheld to satisfy the reporting person's tax liability and the remaining restricted stock units were settled in cash.
- F3A portion of Mr. Zebula's restricted stock units (3,716) that were granted on 12/07/2015 vested on 5/1/2017. Upon vesting, 1,782 restricted stock units were withheld to satisfy the reporting person's tax liability and the remaining restricted stock units were settled in cash.
- F4A portion of Mr. Zebula's restricted stock units (1,194) that were granted on 2/23/2016 vested on 5/1/2017. Upon vesting, 572 restricted stock units were withheld to satisfy the reporting person's tax liability and the remaining restricted stock units were settled in cash.
- F5Value is based on 20 day average closing price of $67.64.