SEC Form 4 · accession 0001398889-17-000089
AMERICAN ELECTRIC POWER CO INC · AEP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jospeh M Buonaiuto
Officer — Controller, Chief Actg Officer
Period of report
May 1, 2017
Accepted (ET)
May 3, 2017 · 11:21 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004904
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F4 | May 1, 2017 | M | 717 | $67.64 | A | 6,024 | D | |
| Common StockF4 | May 1, 2017 | F | 343 | $67.64 | D | 5,681 | D | |
| Common StockF4 | May 1, 2017 | D | 374 | $67.64 | D | 5,307 | D | |
| Common StockF2,F4 | May 1, 2017 | M | 553 | $67.64 | A | 5,860 | D | |
| Common StockF4 | May 1, 2017 | F | 265 | $67.64 | D | 5,595 | D | |
| Common StockF4 | May 1, 2017 | D | 288 | $67.64 | D | 5,307 | D | |
| Common StockF3,F4 | May 1, 2017 | M | 449 | $67.64 | A | 5,756 | D | |
| Common StockF4 | May 1, 2017 | F | 215 | $64.77 | D | 5,541 | D | |
| Common StockF4 | May 1, 2017 | D | 234 | $67.64 | D | 5,307 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F1 | — | May 1, 2017 | M | 717 | A | May 1, 2017 | May 1, 2017 | Common Stock | 717 | 0 | D |
| Restricted Stock UnitsF4,F2 | — | May 1, 2017 | M | 553 | A | May 1, 2017 | May 1, 2017 | Common Stock | 553 | 0 | D |
| Restricted Stock UnitsF4,F3 | — | May 1, 2017 | M | 449 | A | May 1, 2017 | May 1, 2017 | Common Stock | 449 | 0 | D |
Explanation of responses
- F1A portion of Mr. Buonaiuto's restricted stock units (717) that were granted on 12/10/2013 vested on 5/1/2017. Upon vesting, 343 restricted stock units were withheld to satisfy the reporting person's tax liability and the remaining restricted stock units were settled in cash..
- F2A portion of Mr. Buonaiuto's restricted stock units (553) that were granted on 2/24/2015 vested on 5/1/2017. Upon vesting, 265 restricted stock units were withheld to satisfy the reporting person's tax liability and the remaining restricted stock units were settled in cash.
- F3A portion of Mr. Buonaiuto's restricted stock units (449) that were granted on 2/23/2016 vested on 5/1/2017. Upon vesting, 215 restricted stock units were withheld to satisfy the reporting person's tax liability and the remaining restricted stock units were settled in cash..
- F4Value is based on 20 day average closing price of $67.64