SEC Form 4 · accession 0001398889-17-000088
AMERICAN ELECTRIC POWER CO INC · AEP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa M Barton
Officer — Executive Vice President
Period of report
May 1, 2017
Accepted (ET)
May 3, 2017 · 11:20 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004904
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F4 | May 1, 2017 | M | 1,969 | $67.64 | A | 1,969 | D | |
| Common StockF4 | May 1, 2017 | F | 944 | $67.64 | D | 1,025 | D | |
| Common StockF4 | May 1, 2017 | D | 1,025 | $67.64 | D | 0 | D | |
| Common StockF2,F4 | May 1, 2017 | M | 1,831 | $67.64 | A | 1,831 | D | |
| Common StockF4 | May 1, 2017 | F | 878 | $67.64 | D | 953 | D | |
| Common StockF4 | May 1, 2017 | D | 953 | $67.64 | D | 0 | D | |
| Common StockF3,F4 | May 1, 2017 | M | 1,391 | $67.64 | A | 1,391 | D | |
| Common StockF4 | May 1, 2017 | F | 667 | $67.64 | D | 724 | D | |
| Common StockF4 | May 1, 2017 | D | 724 | $67.64 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F1 | — | May 1, 2017 | M | 1,969 | A | May 1, 2017 | May 1, 2017 | Common Stock | 1,969 | 0 | D |
| Restricted Stock UnitsF4,F2 | — | May 1, 2017 | M | 1,831 | A | May 1, 2017 | May 1, 2017 | Common Stock | 1,831 | 0 | D |
| Restricted Stock UnitsF4,F3 | — | May 1, 2017 | M | 1,391 | A | May 1, 2017 | May 1, 2017 | Common Stock | 1,391 | 0 | D |
Explanation of responses
- F1A portion of Ms. Barton's restricted stock units (1,969) that were granted on 12/10/2013 vested on 5/1/2017. Upon vesting, 944 restricted stock units were withheld to satisfy the reporting person's tax liability and the remaining restricted stock units were settled in cash.
- F2A portion of Ms. Barton's restricted stock units (1,831) that were granted on 2/24/2015 vested on 5/1/2017. Upon vesting, 878 restricted stock units were withheld to satisfy the reporting person's tax liability and the remaining restricted stock units were settled in cash.
- F3A portion of Ms. Barton's restricted stock units (1,391) that were granted on 2/23/2016 vested on 5/1/2017. Upon vesting, 667 restricted stock units were withheld to satisfy the reporting person's tax liability and the remaining restricted stock units were settled in cash.
- F4Value is based on 20 day average closing price of $67.64.