SEC Form 4 · accession 0001398889-16-000260
AMERICAN ELECTRIC POWER CO INC · AEP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jospeh M Buonaiuto
Officer — Controller, Chief Actg Officer
Period of report
May 2, 2016
Accepted (ET)
May 3, 2016 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004904
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F4 | May 2, 2016 | M | 835 | $64.77 | A | 6,142 | D | |
| Common StockF4 | May 2, 2016 | F | 279 | $64.77 | D | 5,863 | D | |
| Common StockF4 | May 2, 2016 | D | 556 | $64.77 | D | 5,307 | D | |
| Common StockF2,F4 | May 2, 2016 | M | 692 | $64.77 | A | 5,999 | D | |
| Common StockF4 | May 2, 2016 | F | 231 | $64.77 | D | 5,768 | D | |
| Common StockF4 | May 2, 2016 | D | 461 | $64.77 | D | 5,307 | D | |
| Common StockF3,F4 | May 2, 2016 | M | 534 | $64.77 | A | 5,841 | D | |
| Common StockF4 | May 2, 2016 | F | 256 | $64.77 | D | 5,585 | D | |
| Common StockF4 | May 2, 2016 | D | 278 | $64.77 | D | 5,307 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F1 | — | May 2, 2016 | M | 835 | A | May 2, 2016 | May 2, 2016 | Common Stock | 835 | 0 | D |
| Restricted Stock UnitsF4,F2 | — | May 2, 2016 | M | 692 | A | May 2, 2016 | May 2, 2016 | Common Stock | 692 | 0 | D |
| Restricted Stock UnitsF4,F3 | — | May 2, 2016 | M | 534 | A | May 2, 2016 | May 2, 2016 | Common Stock | 534 | 0 | D |
Explanation of responses
- F1A portion of Mr. Buonaiuto's restricted stock units (835) that were granted on 2/26/2013 vested on 5/2/2016. Upon vesting, 279 restricted stock units were withheld to satisfy the reporting person's tax liability and the remaining restricted stock units were settled in cash.
- F2A portion of Mr. Buonaiuto's restricted stock units (692) that were granted on 12/10/2013 vested on 5/2/2016. Upon vesting, 231 restricted stock units were withheld to satisfy the reporting person's tax liability and the remaining restricted stock units were settled in cash..
- F3A portion of Mr. Buonaiuto's restricted stock units (534) that were granted on 2/24/2015 vested on 5/2/2016. Upon vesting, 256 restricted stock units were withheld to satisfy the reporting person's tax liability and the remaining restricted stock units were settled in cash..
- F4Value is based on 20 day average closing price of $64.77