SEC Form 4 · accession 0001628280-18-011248
HUBBELL INC · HUBB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Arthur Poyck
Officer — Group President, Lighting
Period of report
Aug 16, 2018
Accepted (ET)
Aug 20, 2018 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000048898
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 16, 2018 | M | 2,535 | $107.865 | A | 13,376 | D | |
| Common StockF1 | Aug 16, 2018 | F | 2,319 | $123.225 | D | 11,057 | D | |
| Common Stock | Aug 16, 2018 | M | 3,068 | $106.44 | A | 14,125 | D | |
| Common StockF1 | Aug 16, 2018 | F | 2,782 | $123.225 | D | 11,343 | D | |
| Common Stock | Aug 16, 2018 | M | 3,630 | $109.065 | A | 14,973 | D | |
| Common StockF1 | Aug 16, 2018 | F | 3,344 | $123.225 | D | 11,629 | D | |
| Common Stock | Aug 16, 2018 | M | 4,250 | $97.48 | A | 15,879 | D | |
| Common StockF1 | Aug 16, 2018 | F | 3,641 | $123.225 | D | 12,238 | D | |
| Common Stock | Aug 16, 2018 | M | 4,557 | $113.69 | A | 16,795 | D | |
| Common StockF1 | Aug 16, 2018 | F | 4,315 | $123.225 | D | 12,480 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2 | $107.865 | Aug 16, 2018 | M | 2,535 | D | — | Dec 10, 2023 | Common Stock | 2,535 | 0 | D |
| Stock Appreciation RightF2 | $106.44 | Aug 16, 2018 | M | 3,068 | D | — | Dec 2, 2024 | Common Stock | 3,068 | 0 | D |
| Stock Appreciation RightF2 | $109.065 | Aug 16, 2018 | M | 3,630 | D | — | Jul 1, 2025 | Common Stock | 3,630 | 0 | D |
| Stock Appreciation RightF2 | $97.48 | Aug 16, 2018 | M | 4,250 | D | — | Dec 8, 2025 | Common Stock | 4,250 | 4,250 | D |
| Stock Appreciation RightF2 | $113.69 | Aug 16, 2018 | M | 4,557 | D | — | Dec 6, 2026 | Common Stock | 4,557 | 9,115 | D |
Explanation of responses
- F1The shares withheld by the Issuer were calculated on the spread between the price of the SAR and the market price on the date the SAR was exercised. The payment of withholding taxes for the SAR that was exercised on this date was also included in this number.
- F233 1/3% on first anniversary date of grant; 33 1/3% on second anniversary date of grant; balance on third anniversary date of grant.