SEC Form 4 · accession 0001628280-16-021914
HUBBELL INC · HUBB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen M Mais
Officer — Senior VP Human Resources
Period of report
Dec 6, 2016
Accepted (ET)
Dec 8, 2016 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000048898
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 6, 2016 | A | 935 | $0.00 | A | 13,742 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2 | $113.69 | Dec 6, 2016 | A | 11,394 | A | — | Dec 6, 2026 | Common Stock | 11,394 | 11,394 | D |
Explanation of responses
- F1Performance-based restricted stock grant vests at the end of a three-year period which begins on January 1, 2017, subject to the Company having met certain specified performance goals as measured at the end of the performance period.
- F2The stock appreciation right vests and becomes exercisable in three equal annual installments beginning on December 6, 2017.