SEC Form 4 · accession 0001209191-16-121408
HUBBELL INC · HUBB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Arthur Poyck
Officer — Group President, Lighting
Period of report
May 16, 2016
Accepted (ET)
May 18, 2016 · 6:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000048898
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 16, 2016 | M | 2,103 | $59.95 | A | 8,852 | D | |
| Common StockF1 | May 16, 2016 | F | 1,509 | $105.35 | D | 7,343 | D | |
| Common Stock | May 16, 2016 | M | 633 | $64.48 | A | 7,976 | D | |
| Common StockF1 | May 16, 2016 | F | 473 | $105.35 | D | 7,503 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2 | $59.95 | May 16, 2016 | M | 2,103 | D | — | Dec 6, 2020 | Common Stock | 2,103 | 0 | D |
| Stock Appreciation RightF2 | $64.48 | May 16, 2016 | M | 633 | D | — | Dec 5, 2021 | Common Stock | 633 | 0 | D |
Explanation of responses
- F1The shares withheld by the Issuer were calculated on the spread between the price of the SAR and the market price on the date the SAR was exercised. The payment of withholding taxes for the SAR that was exercised on this date was also included in this number.
- F233 1/3% on first anniversary date of grant; 33 1/3% on second anniversary date of grant; balance on third anniversary date of grant.