SEC Form 4 · accession 0001209191-15-084507
HUBBELL INC · HUBB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
An-Ping Hsieh
Officer — Vice President General Counsel
Period of report
Dec 8, 2015
Accepted (ET)
Dec 10, 2015 · 4:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000048898
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common ($.01 Par)F1 | Dec 8, 2015 | A | 1,570 | $0.00 | A | 7,240 | D | |
| Class B Common ($.01 Par)F2 | Dec 8, 2015 | A | 1,282 | $0.00 | A | 8,522 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF3 | $97.48 | Dec 8, 2015 | A | 21,941 | A | — | Dec 8, 2025 | Class B | 21,941 | 21,941 | D |
Explanation of responses
- F1Performance-based restricted stock grant vests at the end of a three year period which begins on January 1, 2016, subject to the Company having met certain specified performance goals as measured at the end of the performance period.
- F2Restricted stock grant vests in three equal annual installments beginning on December 8, 2016.
- F3The stock appreciation right vests and becomes exercisable in three equal annual installments beginning on December 8, 2016.