SEC Form 5 · accession 0001179110-18-013471
HORMEL FOODS CORP /DE/ · HRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James N Sheehan
Officer — Senior V.P. & CFO
Period of report
Oct 28, 2018
Accepted (ET)
Dec 6, 2018 · 10:43 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000048465
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 20, 2017 | G | 225 | $0.00 | D | 80,457 | I | Rev Trust |
| Common StockF3 | Dec 20, 2017 | G | 225 | $0.00 | D | 56,355 | I | Spouse's Rev Trust |
| Common Stock | Dec 27, 2017 | G | 225 | $0.00 | D | 80,232 | I | Rev Trust |
| Common Stock | Dec 27, 2017 | G | 225 | $0.00 | D | 56,130 | I | Spouse's Rev Trust |
| Common Stock | Apr 11, 2018 | G | 2,500 | $0.00 | D | 77,732 | I | Rev Trust |
| Common Stock | Apr 11, 2018 | G | 2,500 | $0.00 | D | 53,630 | I | Spouse's Rev Trust |
| Common Stock | Oct 12, 2018 | G | 750 | $0.00 | D | 76,982 | I | Rev Trust |
| Common Stock | Oct 12, 2018 | G | 750 | $0.00 | D | 52,880 | I | Spouse's Rev Trust |
| Common Stock | holding | — | — | — | 15,674 | I | JEPST Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The balance reported on this Form 4 reflects that the reporting person's Form 4 filed on August 31, 2017, erroneously deducted 260 shares from the reporting person's revocable trust when they should have been deducted from the reporting person's spouse's revocable trust.
- F2The balance reported on this Form 4 also reflects an additional 24,296 which the reporting person transferred from direct ownership to the revocable trust beneficially owned by the reporting person.
- F3The balance reported on this Form 4 reflects the deduction of 260 shares from the reporting person's spouse's revocable trust which were erroneously deducted from the reporting person's revocable trust on the reporting person's Form 4 filed on August 31, 2017.