SEC Form 4 · accession 0001179110-17-000149
HORMEL FOODS CORP /DE/ · HRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Splinter
Officer — Group Vice President
Period of report
Jan 3, 2017
Accepted (ET)
Jan 4, 2017 · 12:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000048465
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2017 | M | 400 | $9.3525 | A | 117,698 | D | |
| Common Stock | Jan 4, 2017 | S | 400 | $35.29 | D | 117,298 | D | |
| Common Stock | holding | — | — | — | 2,440 | I | 401(K) Plan | |
| Common Stock | holding | — | — | — | 2,169 | I | JEPST Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $9.3525 | Jan 3, 2017 | M | 400 | D | Dec 16, 2010 | Jan 8, 2017 | Common Stock | 400 | 0 | D |
Explanation of responses
- F1The shares were sold in a block and the net after tax was issued to the Reporting Person in cash.