SEC Form 4 · accession 0001179110-16-032297
HORMEL FOODS CORP /DE/ · HRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas R Day
Officer — Group Vice President
Period of report
Nov 30, 2016
Accepted (ET)
Dec 2, 2016 · 11:48 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000048465
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2016 | M | 400 | $9.3525 | A | 5,214 | D | |
| Common Stock | Nov 30, 2016 | G | 400 | $0.00 | D | 4,814 | D | |
| Common Stock | Nov 30, 2016 | G | 400 | $0.00 | A | 71,994 | I | Revocable Living Trust |
| Common Stock | holding | — | — | — | 12,864 | I | Spouse's Irrev Trust | |
| Common Stock | holding | — | — | — | 18,642 | I | 401(K) Plan | |
| Common Stock | holding | — | — | — | 17,147 | I | JEPST Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $9.3525 | Nov 30, 2016 | M | 400 | D | Dec 16, 2010 | Jan 8, 2017 | Common Stock | 400 | 0 | D |
Explanation of responses
- F1These options, received as a result of a universal stock option award, fully vested on December 16, 2010.