SEC Form 4 · accession 0001179110-16-022860
HORMEL FOODS CORP /DE/ · HRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey M Ettinger
Officer — Chairman of the Board and CEO · Director
Period of report
Apr 5, 2016
Accepted (ET)
Apr 6, 2016 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000048465
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 5, 2016 | M | 400 | $42.24 | A | 1,138,890 | D | |
| Common Stock | holding | — | — | — | 21,670 | I | 401(K) Plans | |
| Common StockF1 | holding | — | — | — | 21,063 | I | JEPST Plan | |
| Common StockF1 | holding | — | — | — | 2,076 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | $9.352 | Apr 5, 2016 | M | 400 | D | Dec 16, 2010 | Jan 8, 2017 | Common Stock | 400 | 0 | D |
Explanation of responses
- F1Reflects the two-for-one stock split effective January 27, 2016.
- F2These options, received as a result of a universal stock option award, fully vested on December 16, 2010.