SEC Form 4 · accession 0001179110-16-017367
HORMEL FOODS CORP /DE/ · HRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James N Sheehan
Officer — V.P. & Controller
Period of report
Oct 20, 2015
Accepted (ET)
Jan 6, 2016 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000048465
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 20, 2015 | G | 57,186 | $0.00 | D | 0 | D | |
| Common Stock | Oct 20, 2015 | G | 57,186 | $0.00 | A | 57,186 | I | Rev. Trust |
| Common Stock | Oct 29, 2015 | G | 28,593 | $0.00 | D | 28,493 | I | Rev. Trust |
| Common Stock | Oct 29, 2015 | G | 28,593 | $0.00 | A | 28,593 | I | Spouse's Rev. Trust |
| Common Stock | Nov 13, 2015 | G | 200 | $0.00 | D | 28,393 | I | Spouse's Rev. Trust |
| Common Stock | Jan 4, 2016 | M | 30,000 | $19.125 | A | 30,000 | D | |
| Common Stock | Jan 4, 2016 | F | 7,255 | $79.08 | D | 22,745 | D | |
| Common Stock | Jan 4, 2016 | F | 9,187 | $79.08 | D | 13,558 | D | |
| Common Stock | Jan 4, 2016 | G | 13,558 | $0.00 | D | 0 | D | |
| Common Stock | Jan 4, 2016 | G | 13,558 | $0.00 | A | 42,151 | I | Rev. Trust |
| Common Stock | Jan 5, 2016 | S | 13,558 | $79.525 | D | 28,593 | I | Rev. Trust |
| Common Stock | holding | — | — | — | 7,414 | I | JEPST |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1 | $19.125 | Jan 4, 2016 | M | 30,000 | D | — | Dec 1, 2019 | Common Stock | 30,000 | 0 | D |
Explanation of responses
- F1The option vested in four equal annual installments, with the first group vesting on December 1, 2010.