SEC Form 4 · accession 0001179110-15-012588
HORMEL FOODS CORP /DE/ · HRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas R Day
Officer — Group Vice President
Period of report
Aug 24, 2015
Accepted (ET)
Aug 25, 2015 · 3:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000048465
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 9, 2014 | G | 100 | $0.00 | D | 25,574 | I | Revocable Living Trust |
| Common Stock | Dec 10, 2014 | G | 895 | $0.00 | D | 24,679 | I | Revocable Living Trust |
| Common Stock | Aug 24, 2015 | M | 30,000 | $20.07 | A | 32,363 | D | |
| Common Stock | Aug 24, 2015 | F | 9,809 | $61.38 | D | 22,554 | D | |
| Common Stock | Aug 24, 2015 | F | 8,283 | $61.38 | D | 14,271 | D | |
| Common Stock | Aug 24, 2015 | G | 11,908 | $0.00 | D | 2,363 | D | |
| Common Stock | Aug 24, 2015 | G | 11,908 | $0.00 | A | 36,587 | I | Revocable Living Trust |
| Common Stock | holding | — | — | — | 11,432 | I | Spouse's Irrev Trust | |
| Common Stock | holding | — | — | — | 9,127 | I | 401(K) Plan | |
| Common Stock | holding | — | — | — | 8,484 | I | JEPST Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $20.07 | Aug 24, 2015 | M | 30,000 | D | — | Dec 4, 2017 | Common Stock | 30,000 | 10,000 | D |
Explanation of responses
- F1The option vested in four equal annual installments, with the first group vesting on December 4, 2008.