SEC Form 4 · accession 0000048287-18-000089
HNI CORP · HNI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kurt A Tjaden
Officer — SVP HNI; President HNI Intl
Period of report
Mar 29, 2018
Accepted (ET)
Apr 2, 2018 · 1:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000048287
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 29, 2018 | M | 4,000 | $23.99 | A | 43,634 | D | |
| Common StockF2 | Mar 29, 2018 | S | 4,000 | $36.00 | D | 39,634 | D | |
| Common Stock | holding | — | — | — | 1,171 | I | Profit-Sharing Retirement Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualifying employee stock option (right to buy) | $23.99 | Mar 29, 2018 | M | 4,000 | D | Feb 17, 2014 | Feb 17, 2020 | Common Stock | 4,000 | 10,230 | D |
Explanation of responses
- F1The sale was effected pursuant to a Rule 10b5-1 of the Securities and Exchange Act of 1934, as amended, and HNI's policies regarding stock transactions, including its insider trading policy.
- F2The dollar amount in column 4 is a result of multiple trades at the same price. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at this price.