SEC Form 4 · accession 0000048287-18-000005
HNI CORP · HNI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald V Waters
Director
Period of report
Jan 16, 2018
Accepted (ET)
Jan 18, 2018 · 1:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000048287
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jan 16, 2018 | S | 5,000 | $40.00 | D | 34,041 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale was effected pursuant to a Rule 10b5-1 of the Securities and Exchange Act of 1934, as amended, and HNI's policies regarding stock transactions, including its insider trading policy.
- F2The shares are held by the Ronald V. Waters III Revocable Trust and the reporting person is the grantor and trustee of the trust.
- F3The total reported in column 5 includes reinvested dividends of 234.7023 shares acquired by the reporting person under the HNI Corporation Directors Deferred Compensation Plan.