SEC Form 4 · accession 0000048287-17-000084

HNI CORP · HNI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman, President & CEO · Director

Period of report

Mar 20, 2017

Accepted (ET)

Mar 22, 2017 · 2:10 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000048287

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 21, 2017	M	2,764	$10.36	A	207,156	D
Common Stock^F1,F2	Mar 20, 2017	S	2,764	$46.511	D	204,392	D
Common Stock	holding	—	—		—	10,064	I	Profit Sharing Retirement Plan
Common Stock^F3	holding	—	—		—	657	I	By Son
Common Stock^F3	holding	—	—		—	657	I	By Son

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-qualifying employee stock option (right to buy)	$10.36	Mar 20, 2017	M	2,764	A	Feb 23, 2013	Feb 23, 2019	Common Stock	2,764	109,880	D

F1The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.13 - $46.95, inclusive. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F2The sale was effected pursuant to a Rule 10b5-1 trading plan, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended, and HNI's policies regarding stock transactions, including its insider trading policy.
F3Reporting person disclaims beneficial ownership of these shares.