SEC Form 5 · accession 0000048287-17-000030
HNI CORP · HNI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stanley A Askren
Officer — Chairman, President & CEO · Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 13, 2017 · 8:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000048287
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2016 | A | 179 | $39.55 | A | 196,517 | D | |
| Common StockF1 | Jul 1, 2016 | A | 151 | $46.68 | A | 196,668 | D | |
| Common StockF1 | Sep 30, 2016 | A | 178 | $39.80 | A | 196,846 | D | |
| Common StockF1 | Dec 30, 2016 | A | 68 | $55.92 | A | 196,914 | D | |
| Common StockF2 | Dec 30, 2016 | A | 353 | $0.00 | A | 10,064 | I | Profit Sharing Retirement Plan |
| Common StockF3 | holding | — | — | — | 657 | I | By Son | |
| Common StockF3 | holding | — | — | — | 657 | I | By Son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired during the fiscal year under the HNI Corporation 2002 Members' Stock Purchase Plan. This information is as of December 30, 2016.
- F2These shares were acquired during the fiscal year under the HNI Corporation Profit-Sharing Retirement Plan. The information is as of December 30, 2016.
- F3Reporting person disclaims beneficial ownership of these shares.