SEC Form 4 · accession 0000048287-16-000117
HNI CORP · HNI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jerald K Dittmer
Officer — Executive Vice President
Period of report
Aug 29, 2016
Accepted (ET)
Aug 31, 2016 · 2:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000048287
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 29, 2016 | M | 8,200 | $31.98 | A | 29,619 | D | |
| Common StockF1 | Aug 29, 2016 | S | 8,200 | $55.894 | D | 21,419 | D | |
| Common Stock | holding | — | — | — | 7,025 | I | Profit Sharing Retirement Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $31.98 | Aug 29, 2016 | M | 8,200 | D | Feb 16, 2015 | Feb 16, 2021 | Common Stock | 8,200 | 25,750 | D |
Explanation of responses
- F1The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.63 - $56.03, inclusive. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.