SEC Form 4 · accession 0000048287-16-000107
HNI CORP · HNI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jerald K Dittmer
Officer — Executive Vice President
Period of report
Aug 12, 2016
Accepted (ET)
Aug 15, 2016 · 6:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000048287
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 12, 2016 | M | 1,460 | $23.99 | A | 22,879 | D | |
| Common StockF1 | Aug 12, 2016 | S | 460 | $53.25 | D | 22,419 | D | |
| Common StockF1 | Aug 12, 2016 | S | 700 | $53.255 | D | 21,719 | D | |
| Common StockF1 | Aug 12, 2016 | S | 300 | $53.265 | D | 21,419 | D | |
| Common Stock | holding | — | — | — | 7,025 | I | Profit Sharing Retirement Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $23.99 | Aug 12, 2016 | M | 1,460 | D | Feb 17, 2014 | Feb 17, 2020 | Common Stock | 45,810 | 44,350 | D |
Explanation of responses
- F1The dollar amount in column 4 is a result of multiple trades at the same price. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at this price.