SEC Form 4 · accession 0001214659-16-015342
Hill-Rom Holdings, Inc. · HRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Greisch
Officer — Chief Executive Officer · Director
Period of report
Dec 13, 2016
Accepted (ET)
Dec 15, 2016 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047518
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 13, 2016 | M | 26,037 | $56.54 | A | 228,682 | D | |
| Common Stock | Dec 13, 2016 | F | 11,899 | $56.54 | D | 216,783 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Dec 13, 2016 | M | 26,037 | D | — | — | Common Stock | 26,037 | 0 | D |
Explanation of responses
- F1Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Hill-Rom Holdings, Inc. Common Stock incident to the vesting of restricted stock units in accordance with Rule 16b-3.
- F2Restricted stock units convert into common stock on a one-for-one basis.
- F3On December 12, 2013, the reporting person was granted 25,013 restricted stock units. Restricted stock units vested 100% on 12/13/2016. Restricted stock units are automatically converted into shares of common stock in accordance with the respective vesting schedule unless a previous deferral election has been made. Restricted stock units are entitled to dividend equivalent rights, which accrue on dividend record dates.