SEC Form 4 · accession 0001214659-16-014899
Hill-Rom Holdings, Inc. · HRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andreas G Frank
Officer — SVP, Corporate Development
Period of report
Nov 21, 2016
Accepted (ET)
Nov 22, 2016 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047518
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 21, 2016 | M | 2,737 | — | A | 18,225 | D | |
| Common Stock | Nov 21, 2016 | F | 852 | $55.71 | D | 17,373 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (11/18/13)F1,F2 | — | Nov 21, 2016 | M | 2,737 | D | — | — | Common Stock | 2,737 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2On 11/18/13, the reporting person was granted 2,629 restricted stock units. The Restricted stock units vested 100% on 11/21/16. Restricted stock units are automatically converted into shares of common stock in accordance with the respective vesting schedule unless a previous deferral election has been made. Restricted stock units are entitled to dividend equivalent rights, which accrue on dividend record dates.