SEC Form 4 · accession 0001214659-16-014874
Hill-Rom Holdings, Inc. · HRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carlyn D Solomon
Officer — Chief Operations Officer
Period of report
Nov 18, 2016
Accepted (ET)
Nov 21, 2016 · 8:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047518
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 16, 2016 | M | 18,836 | — | A | 18,836 | D | |
| Common Stock | Nov 16, 2016 | F | 6,539 | $55.51 | D | 12,297 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (11/17/14)F1,F2 | — | Nov 18, 2016 | M | 18,836 | D | — | — | Common Stock | 18,836 | 18,838 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2On 11/17/14, the reporting person was granted 55,643 restricted stock units. Restricted stock units vest 33 and 1/3% on 11/18/15, 11/18/16, and 11/18/17. Restricted stock units are automatically converted into shares of common stock in accordance with the respective vesting schedule unless a previous deferral election has been made. Restricted stock units are entitled to dividend equivalent rights, which accrue on dividend record dates.