SEC Form 4 · accession 0001214659-16-014841
Hill-Rom Holdings, Inc. · HRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carlyn D Solomon
Officer — Chief Operations Officer
Period of report
Nov 16, 2016
Accepted (ET)
Nov 18, 2016 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047518
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2016 | M | 8,964 | $44.93 | A | 22,163 | D | |
| Common Stock | Nov 16, 2016 | M | 9,388 | $51.33 | A | 31,551 | D | |
| Common StockF1 | Nov 16, 2016 | S | 31,551 | $54.53 | D | 0 | D | |
| Common Stock | Nov 17, 2016 | M | 8,964 | $44.93 | A | 8,964 | D | |
| Common StockF2 | Nov 17, 2016 | S | 8,964 | $55.66 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options | $44.93 | Nov 16, 2016 | M | 8,964 | D | Nov 17, 2015 | Nov 17, 2024 | Common Stock | 8,964 | 26,893 | D |
| Employee Stock Options | $51.33 | Nov 16, 2016 | M | 9,388 | D | Nov 16, 2016 | Nov 16, 2025 | Common Stock | 9,388 | 28,164 | D |
| Employee Stock Options | $49.93 | Nov 17, 2016 | M | 8,964 | D | Nov 17, 2016 | Nov 17, 2024 | Common Stock | 8,964 | 17,929 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.46 to $54.77, inclusive. The reporting person undertakes to provide to Hill-Rom Holdings, Inc., any security holder of Hill-Rom Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.67 to $55.78, inclusive. The reporting person undertakes to provide to Hill-Rom Holdings, Inc., any security holder of Hill-Rom Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.