SEC Form 4 · accession 0001214659-16-014792
Hill-Rom Holdings, Inc. · HRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andreas G Frank
Officer — SVP, Corporate Development
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 7:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047518
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option Award (11/14/2016)F1 | $53.70 | Nov 14, 2016 | A | 10,215 | A | — | — | Common Stock | 10,215 | 10,215 | D |
| Restricted Stock Units (11/14/2016)F2,F3 | $0.00 | Nov 14, 2016 | A | 2,825 | A | Nov 15, 2019 | Nov 15, 2019 | Common Stock | 2,825 | 2,825 | D |
Explanation of responses
- F1Options vest 25% on each of November 14, 2017, 2018, 2019, 2020, and have an expiration date of November 14, 2026.
- F2Restricted stock units convert into common stock on a one-for-one basis.
- F3Restricted stock units will automatically be converted into shares of common stock at the date indicated unless a previous deferral election has been made. Restricted stock units are entitled to dividend equivalent rights, which accrue on dividend record dates.