SEC Form 4 · accession 0001214659-16-014789
Hill-Rom Holdings, Inc. · HRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason Richardson
Officer — VP and Corporate Controller
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 7:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047518
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 14, 2016 | M | 198 | — | A | 1,373 | D | |
| Common Stock | Nov 14, 2016 | F | 62 | $53.71 | D | 1,311 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (11/13/2012)F1,F2 | — | Nov 14, 2016 | M | 198 | D | — | — | Common Stock | 198 | 0 | D |
| Employee Stock Option Award (11/14/2016)F3 | $53.70 | Nov 14, 2016 | A | 1,524 | A | — | — | Common Stock | 1,524 | 1,524 | D |
| Restricted Stock Units (11/14/2016)F1,F4 | — | Nov 14, 2016 | A | 422 | A | Nov 15, 2019 | Nov 15, 2019 | Common Stock | 422 | 422 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2On 11/13/2012, the reporting individual was granted 198 restricted stock units. Restricted stock units vested 100% on 11/14/2016. Restricted stock units are automatically converted into shares of common stock in accordance with the respective vesting schedule unless a previous deferral election has been made. Restricted stock units are entitled to dividend equivalent rights, which accrue on dividend record dates.
- F3Options vest 25% on each of November 14, 2017, 2018, 2019, 2020, and have an expiration date of November 14, 2026.
- F4Restricted stock units will automatically be converted into shares of common stock at the date indicated unless a previous deferral election has been made. Restricted stock units are entitled to dividend equivalent rights, which accrue on dividend record dates.