SEC Form 4 · accession 0001214659-15-006979
Hill-Rom Holdings, Inc. · HRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Alton Shader
Officer — Sr VP & Pres Post Acute Care
Period of report
Sep 30, 2015
Accepted (ET)
Oct 2, 2015 · 6:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047518
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 30, 2015 | M | 21,204 | $0.00 | A | 28,666 | D | |
| Common Stock | Sep 30, 2015 | F | 6,789 | $51.91 | D | 21,877 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Share Units (11/13/2012)F1 | $51.91 | Sep 30, 2015 | M | 21,204 | D | Sep 30, 2015 | Sep 30, 2015 | Common Stock | 21,204 | 0 | D |
| 9/1/2015 Restricted Stock Units (Deferred Stock Award) 3 yrF2,F3 | $0.00 | Sep 1, 2015 | A | 1,946 | A | Sep 2, 2018 | Sep 2, 2018 | Common Stock | 1,946 | 1,946 | D |
Explanation of responses
- F1The shares of common stock were issued upon previously awarded performance-based stock. The performance-based stock did not constitute derivative securities and therefore were not reported when awarded.
- F2Conversion or Exercise Price of Derivative Security is 1-for-1.
- F3Stock units will automatically be converted into shares of common stock in accordance with the respective vesting schedule unless a previous deferral election has been made. Stock units are entitled to dividend equivalent rights, which accrue on dividend record dates.