SEC Form 4 · accession 0000047518-18-000124
Hill-Rom Holdings, Inc. · HRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andreas G Frank
Officer — SVP, Chief Transformation Off
Period of report
Nov 17, 2018
Accepted (ET)
Nov 20, 2018 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047518
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2018 | M | 2,768 | $93.18 | A | 26,100 | D | |
| Common Stock | Nov 17, 2018 | F | 812 | $93.18 | D | 25,288 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (11/16/2015)F2,F3 | $0.00 | Nov 17, 2018 | M | 2,768 | D | Nov 17, 2018 | Nov 17, 2018 | Common Stock | 2,768 | 0 | D |
Explanation of responses
- F1Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Hill-Rom Holdings, Inc. Common Stock incident to the vesting of restricted stock units in accordance with Rule 16b-3.
- F2Restricted stock units convert into common stock on a one-for-one basis.
- F3On 11/16/2015, the reporting person was granted 2,680 restricted stock units which vested 100% on 11/17/2018. Restricted stock units are automatically converted into shares of common stock in accordance with the respective vesting schedule and are entitled to dividend equivalent rights which accrue on dividend record dates.