SEC Form 4 · accession 0000047518-18-000104
Hill-Rom Holdings, Inc. · HRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andreas G Frank
Officer — SVP, Chief Transformation Off
Period of report
Nov 7, 2018
Accepted (ET)
Nov 9, 2018 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047518
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 23,332 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (11/7/2018)F1 | $96.96 | Nov 7, 2018 | A | 6,601 | A | — | Nov 7, 2028 | Common Stock | 6,601 | 6,601 | D |
| Restricted Stock Units (11/7/2018)F2,F3 | $0.00 | Nov 7, 2018 | A | 1,896 | A | Nov 8, 2019 | Nov 8, 2021 | Common Stock | 1,896 | 1,896 | D |
Explanation of responses
- F1Stock options vest 25% on each of November 7, 2019, 2020, 2021 and 2022.
- F2Restricted stock units convert into common stock on a one-for-one basis.
- F3Restricted stock units vest 34% on November 8, 2019 and 33% on November 8, 2020 and 2021. Restricted stock units are entitled to dividend equivalent rights which accrue on dividend record dates.