SEC Form 4 · accession 0000047518-18-000059
Hill-Rom Holdings, Inc. · HRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alton Shader
Officer — SVP, Pres. of Welch Allyn
Period of report
Jun 11, 2018
Accepted (ET)
Jun 13, 2018 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047518
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 11, 2018 | M | 3,988 | $45.91 | A | 54,898 | D | |
| Common StockF2 | Jun 11, 2018 | S | 3,688 | $93.59 | D | 51,210 | D | |
| Common StockF3 | Jun 11, 2018 | S | 300 | $94.187 | D | 50,910 | D | |
| Common Stock | Jun 11, 2018 | M | 5,085 | $30.63 | A | 55,995 | D | |
| Common StockF4 | Jun 11, 2018 | S | 4,785 | $93.646 | D | 51,210 | D | |
| Common StockF5 | Jun 11, 2018 | S | 300 | $94.223 | D | 50,910 | D | |
| Common Stock | Jun 11, 2018 | M | 7,739 | $26.94 | A | 58,649 | D | |
| Common StockF6 | Jun 11, 2018 | S | 7,339 | $93.713 | D | 51,310 | D | |
| Common StockF7 | Jun 11, 2018 | S | 400 | $94.173 | D | 50,910 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F8 | $45.91 | Jun 11, 2018 | M | 3,988 | D | Jul 11, 2012 | Jul 11, 2021 | Common Stock | 3,988 | 0 | D |
| Employee Stock Option (Right to Buy)F9 | $30.63 | Jun 11, 2018 | M | 5,085 | D | Nov 29, 2012 | Nov 29, 2021 | Common Stock | 5,085 | 0 | D |
| Employee Stock Option (Right to Buy)F10 | $26.94 | Jun 11, 2018 | M | 7,739 | D | Nov 13, 2013 | Nov 13, 2022 | Common Stock | 7,739 | 0 | D |
Explanation of responses
- F1The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 11, 2018.
- F10Options vested 25% on each of November 13, 2013, 2014, 2015 and 2016.
- F2This transaction was executed in multiple trades at prices ranging from $93.33 to $93.99. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $94.03 to $94.49. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $93.315 to $93.938. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $94.04 to $94.48. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6This transaction was executed in multiple trades at prices ranging from $93.30 to $93.97. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F7This transaction was executed in multiple trades at prices ranging from $94.03 to $94.48. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F8Options vested 25% on each of July 11, 2012, 2013, 2014 and 2015.
- F9Options vested 25% on each of November 29, 2012, 2013, 2014 and 2015.