SEC Form 4 · accession 0000047518-18-000037
Hill-Rom Holdings, Inc. · HRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carlos Alonso-Marum
Officer — SVP and Pres., International
Period of report
Apr 16, 2018
Accepted (ET)
Apr 17, 2018 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047518
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 16, 2018 | M | 1,446 | $86.85 | A | 3,961 | D | |
| Common Stock | Apr 16, 2018 | F | 418 | $86.85 | D | 3,543 | D | |
| Common StockF2 | holding | — | — | — | 1,062 | I | By Hill-Rom Holdings, Inc. Employee Stock Purchase Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (4/13/2015)F3,F4 | — | Apr 16, 2018 | M | 1,446 | D | Apr 14, 2018 | Apr 14, 2018 | Common Stock | 1,446 | 0 | D |
Explanation of responses
- F1Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Hill-Rom Holdings, Inc. Common Stock incident to the vesting of restricted stock units in accordance with Rule 16b-3.
- F2Reflects the number of shares held in the Hill-Rom Holdings, Inc. Employee Stock Purchase Plan (ESPP Plan) as of April 16, 2018.
- F3Restricted stock units convert into common stock on a one-for-one basis.
- F4On 4/13/2015, the reporting person was granted 1,398 restricted stock units. Restricted stock units vested 100% on 4/14/2018. Restricted stock units are automatically converted into shares of common stock in accordance with the respective vesting schedule unless a previous deferral election was made. Restricted stock units are entitled to dividend equivalent rights which accrue on dividend record dates.