SEC Form 4 · accession 0000047518-17-000149
Hill-Rom Holdings, Inc. · HRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Greisch
Officer — Chief Executive Officer · Director
Period of report
Dec 11, 2017
Accepted (ET)
Dec 13, 2017 · 6:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047518
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 11, 2017 | S | 36,079 | $82.93 | D | 230,851 | D | |
| Common Stock | Dec 11, 2017 | M | 13,921 | $30.63 | A | 244,772 | D | |
| Common StockF3 | Dec 11, 2017 | S | 13,921 | $82.94 | D | 230,851 | D | |
| Common Stock | Dec 12, 2017 | M | 50,000 | $30.63 | A | 280,851 | D | |
| Common StockF4 | Dec 12, 2017 | S | 48,257 | $82.68 | D | 232,594 | D | |
| Common StockF5 | Dec 12, 2017 | S | 1,743 | $83.38 | D | 230,851 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) 11/29/2011F6 | $30.63 | Dec 11, 2017 | M | 13,921 | D | Nov 29, 2012 | Nov 29, 2021 | Common Stock | 13,921 | 175,241 | D |
| Stock Option (right to buy) 11/29/2011F6 | $30.63 | Dec 12, 2017 | M | 50,000 | D | Nov 29, 2012 | Nov 29, 2021 | Common Stock | 50,000 | 125,241 | D |
Explanation of responses
- F1The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2017.
- F2This transaction was executed in multiple trades at prices ranging from $82.75 to $83.35. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $82.75 to $83.22. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $82.31 to $83.30. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $83.33 to $83.47. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6Options vested 25% on each of November 29, 2012, 2013, 2014 and 2015.