SEC Form 4 · accession 0000047518-17-000141
Hill-Rom Holdings, Inc. · HRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alton Shader
Officer — SVP, Pres. of Welch Allyn
Period of report
Nov 18, 2017
Accepted (ET)
Nov 22, 2017 · 3:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047518
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 18, 2017 | M | 5,095 | $82.00 | A | 53,538 | D | |
| Common Stock | Nov 18, 2017 | F | 2,628 | $82.00 | D | 50,910 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (11/17/2014)F1,F2 | — | Nov 18, 2017 | M | 5,095 | D | — | — | Common Stock | 5,095 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2On 11/17/2014, the reporting person was granted 4,916 restricted stock units. Restricted stock units vested 100% on 11/18/2017. Restricted stock units are automatically converted into shares of common stock in accordance with the respective vesting schedule unless a previous deferral election was made. Restricted stock units are entitled to dividend equivalent rights which accrue on dividend record dates.