SEC Form 4 · accession 0000047518-17-000081
Hill-Rom Holdings, Inc. · HRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth F Meyers
Officer — Chief Human Resources Officer
Period of report
Sep 22, 2017
Accepted (ET)
Sep 26, 2017 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047518
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 22, 2017 | M | 7,253 | $73.43 | A | 12,361 | D | |
| Common Stock | Sep 22, 2017 | F | 2,343 | $73.43 | D | 10,018 | D | |
| Common StockF2 | holding | — | — | — | 1,058 | I | By Hill-Rom Holdings, Inc. Employee Stock Purchase Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Sep 22, 2017 | M | 7,253 | D | — | — | Common Stock | 7,253 | 7,256 | D |
Explanation of responses
- F1Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Hill-Rom Holdings, Inc. Common Stock incident to the vesting of restricted stock units in accordance with Rule 16b-3.
- F2Reflects the number of shares held in the Hill-Rom Holdings, Inc. Employee Stock Purchase Plan (ESPP Plan) as of September 22, 2017.
- F3Restricted stock units convert into common stock on a one-for-one basis.
- F4On September 21, 2015, the reporting person was granted 25,013 restricted stock units. Restricted stock units vested 34% on 9/22/2016, 33% on 9/22/2017 and will vest 33% on 9/22/2018. Restricted stock units are automatically converted into shares of common stock in accordance with the respective vesting schedule unless a previous deferral election has been made. Restricted stock units are entitled to dividend equivalent rights, which accrue on dividend record dates.