SEC Form 4 · accession 0000047518-17-000062
Hill-Rom Holdings, Inc. · HRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andreas G Frank
Officer — SVP, Corporate Development
Period of report
Jun 6, 2017
Accepted (ET)
Jun 8, 2017 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047518
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 6, 2017 | M | 6,500 | $30.63 | A | 28,988 | D | |
| Common StockF1 | Jun 6, 2017 | S | 6,500 | $78.671 | D | 22,488 | D | |
| Common StockF2 | Jun 6, 2017 | S | 4,160 | $78.535 | D | 18,328 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $30.63 | Jun 6, 2017 | M | 6,500 | D | Nov 29, 2012 | Nov 29, 2021 | Common Stock | 6,500 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $78.53 to $78.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $78.52 to $78.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Options vested 25% on each of November 29, 2012, 2013, 2014 and 2015.