SEC Form 4 · accession 0000047518-17-000042
Hill-Rom Holdings, Inc. · HRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alton Shader
Officer — SVP, Pres. of Welch Allyn
Period of report
Mar 16, 2017
Accepted (ET)
Mar 20, 2017 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047518
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 16, 2017 | M | 15,000 | $26.94 | A | 52,638 | D | |
| Common StockF1 | Mar 16, 2017 | S | 15,000 | $69.337 | D | 37,638 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $26.94 | Mar 16, 2017 | M | 15,000 | D | Nov 13, 2013 | Nov 13, 2022 | Common Stock | 15,000 | 7,739 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $69.23 to $69.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Options vested 25% on each of November 13, 2013, 2014, 2015 and 2016.