SEC Form 4 · accession 0000047518-17-000015
Hill-Rom Holdings, Inc. · HRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Greisch
Officer — Chief Executive Officer · Director
Period of report
Mar 3, 2017
Accepted (ET)
Mar 7, 2017 · 6:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047518
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2017 | M | 84,782 | $23.92 | A | 301,565 | D | |
| Common StockF2 | Mar 3, 2017 | S | 84,782 | $66.176 | D | 216,783 | D | |
| Common Stock | Mar 6, 2017 | M | 82,130 | $23.92 | A | 298,913 | D | |
| Common StockF3 | Mar 6, 2017 | S | 82,130 | $65.735 | D | 216,783 | D | |
| Common Stock | Mar 7, 2017 | M | 41,075 | $23.92 | A | 257,858 | D | |
| Common StockF4 | Mar 7, 2017 | S | 41,075 | $65.454 | D | 216,783 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $23.92 | Mar 3, 2017 | M | 84,782 | D | Jan 8, 2011 | Jan 8, 2020 | Common Stock | 84,782 | 123,205 | D |
| Employee Stock Option (Right to Buy)F5 | $23.92 | Mar 6, 2017 | M | 82,130 | D | Jan 8, 2011 | Jan 8, 2020 | Common Stock | 82,130 | 41,075 | D |
| Employee Stock Option (Right to Buy)F5 | $23.92 | Mar 7, 2017 | M | 41,075 | D | Jan 8, 2011 | Jan 8, 2020 | Common Stock | 41,075 | 0 | D |
Explanation of responses
- F1The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 31, 2017.
- F2This transaction was executed in multiple trades at prices ranging from $65.89 to $66.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $65.37 to $66.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $65.06 to $65.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5Options vested 25% on each of January 8, 2011, 2012, 2013 and 2014.