SEC Form 4 · accession 0001209191-19-002217
HICKOK INC · HICKA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian E Powers
Officer — Chief Executive Officer · Director
Period of report
Jan 2, 2019
Accepted (ET)
Jan 4, 2019 · 5:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047307
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Shares, without par value | Jan 2, 2019 | A | 9,000 | $0.00 | A | 60,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of 9,000 Class A Common Shares pursuant to the Hickok Incorporated 2013 Omnibus Equity Plan, 6,000 of which vest over a two-year period (collectively, the "Vesting Shares"), with one-third (1/3) of the Vesting Shares vesting on the date of issuance, one-third (1/3) of the Vesting Shares vesting on the first anniversary of the date of issuance, and one-third (1/3) of the Vesting Shares vesting on the second anniversary of the date of issuance.