SEC Form 4/A · accession 0001209191-18-034045
HICKOK INC · HICKA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Brian E Powers
Officer — Chief Executive Officer · Director
Period of report
Jan 5, 2018
Accepted (ET)
May 29, 2018 · 8:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047307
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Shares, without par value | Jan 5, 2018 | A | 3,000 | $0.00 | A | 26,000 | D | |
| Class A Common Shares, without par value | Jan 5, 2018 | A | 10,000 | $0.00 | A | 36,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of 3,000 Class A Common Shares issued pursuant to the Hickok Incorporated 2013 Omnibus Equity Plan.
- F2Represents a grant of 10,000 Class A Common Shares issued pursuant to the Hickok Incorporated 2013 Omnibus Equity Plan. The award vests over a two-year period, with one-third (1/3) vesting on the date of issuance, one-third (1/3) vesting on the first anniversary of the date of issuance, and one-third (1/3) vesting on the second anniversary of the date of issuance.