SEC Form 4 · accession 0001209191-17-002904
HICKOK INC · HICKA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kirin Smith
Director
Period of report
Jan 6, 2017
Accepted (ET)
Jan 9, 2017 · 3:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047307
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Shares, without par value | Jan 6, 2017 | A | 3,000 | $0.00 | A | 9,935 | D | |
| Class A Common Shares, without par valueF2 | holding | — | — | — | 51,114 | I | By Intrinsic Value Capital, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of 3,000 Class A Common Shares issued pursuant to the Hickok Incorporated 2013 Omnibus Equity Plan.
- F2As a managing member of Glaubman & Rosenberg Partners, LLC and Glaubman & Rosenberg Advisors, LLC, the general partner and investment manager of Intrinsic Value Capital, L.P. ("IVC"), respectively, Kirin Smith may be deemed to beneficially own the Class A Common Shares beneficially owned by IVC. The reporting person disclaims beneficial ownership of the securities beneficially owned by the other members of the group except to the extent of his pecuniary interest therein.