SEC Form 4 · accession 0000899243-17-000780
HICKOK INC · HICKA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew V Crawford
Director · 10% Owner
Period of report
Jan 6, 2017
Accepted (ET)
Jan 9, 2017 · 3:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047307
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common SharesF1 | Jan 6, 2017 | A | 3,000 | $0.00 | A | 1,235,168 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 320,918 shares that are owned directly by Roundball LLC and 911,250 shares that are owned directly by First Francis Company Inc. The reporting person disclaims beneficial ownership of those shares except to the extent of his pecuniary interest therein.