SEC Form 4 · accession 0001562180-19-000286
HP INC · HPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J. Fieler
Officer — Chief Financial Officer
Period of report
Jan 11, 2019
Accepted (ET)
Jan 14, 2019 · 5:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 11, 2019 | M | 16,459 | $0.00 | A | 119,288 | D | |
| Common StockF1 | Jan 11, 2019 | F | 8,161 | $21.17 | D | 111,127 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F2 | — | Jan 11, 2019 | M | 16,459 | D | — | — | Common Stock | 16,459 | 15,618 | D |
Explanation of responses
- F18,161 shares were withheld by HP to satisfy tax withholding on vesting of restricted stock units ("RSUs").
- F2Each RSU represents a contingent right to receive one share of HP common stock.
- F3On 1/11/2017, the reporting person was granted 46,854 RSUs, 15,618 of which vested on each of 1/11/2018 and 1/11/2019, 15,618 of which are scheduled to vest on 1/11/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 841 vested dividend equivalent rights.