SEC Form 3 · accession 0001562180-18-004982
HP INC · HPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Claire Bramley
Officer — Controller
Period of report
Dec 15, 2018
Accepted (ET)
Dec 17, 2018 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 15,819 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $13.83 | holding | — | — | — | Nov 2, 2018 | Nov 1, 2023 | Common Stock | 14,463 | — | D |
| Restricted Stock UnitsF2 | $0.00 | holding | — | — | — | Dec 7, 2018 | Dec 7, 2019 | Common Stock | 6,192 | — | D |
| Restricted Stock UnitsF3 | $0.00 | holding | — | — | — | Dec 7, 2018 | Dec 7, 2020 | Common Stock | 12,717 | — | D |
| Restricted Stock UnitF4 | $0.00 | holding | — | — | — | Jun 20, 2019 | Jun 20, 2021 | Common Stock | 10,730 | — | D |
| Restricted Stock UnitsF5 | $0.00 | holding | — | — | — | Dec 17, 2018 | Dec 17, 2018 | Common Stock | 56,694 | — | D |
Explanation of responses
- F1On 11/2/2015, the reporting person was granted 43,388 options.The stock options vest 1/3 annually on each of the anniversaries of the grant date.
- F2On 12/7/2016 the reporting person was granted 18,576 restricted stock units ("RSUs"), 6,192 of which vested on each of 12/7/2017 and 12/7/2018, 6,192 of which are scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.
- F3On 12/7/2017 the reporting person was granted 19,075 RSUs, 6,358 of which vested on 12/7/2018, 6,358 of which are scheduled to vest on 12/7/2018 and 6,359 of which are scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.
- F4On 6/20/2018 the reporting person was granted 10,730 RSUs, 1/3 of which vests annually over 3 years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.
- F5On 12/7/2018, the reporting person was granted 56,694 RSUs, 1/3 of which vest annually over 3 years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.