SEC Form 4 · accession 0001562180-18-004932
HP INC · HPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracy S Keogh
Officer — Chief HR Officer
Period of report
Dec 10, 2018
Accepted (ET)
Dec 12, 2018 · 6:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 10, 2018 | M | 32,259 | $0.00 | A | 310,118 | D | |
| Common StockF1 | Dec 10, 2018 | F | 15,995 | $22.93 | D | 294,123 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F2 | — | Dec 10, 2018 | M | 32,259 | D | — | — | Common Stock | 32,259 | 0 | D |
Explanation of responses
- F115,995 shares were withheld by HP to satisfy tax withholding on vesting of restricted stock units ("RSUs").
- F2Each RSU represents a contingent right to receive one share of HP common stock.
- F3On 12/10/2014, the reporting person was granted 86,803 RSUs,1/4 of which vested annually over 4 years. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,323 vested dividend equivalent rights.