SEC Form 4 · accession 0001562180-18-004382
HP INC · HPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Catherine A Lesjak
Officer — Interim COO
Period of report
Oct 31, 2018
Accepted (ET)
Nov 2, 2018 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 31, 2018 | M | 42,361 | $0.00 | A | 42,361 | D | |
| Common Stock | Oct 31, 2018 | F | 20,059 | $24.14 | D | 22,302 | D | |
| Common StockF1 | holding | — | — | — | 306 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Adjusted Restricted Stock UnitsF3,F2 | — | Oct 31, 2018 | M | 42,361 | D | — | — | Common Stock | 42,361 | 141,705 | D |
Explanation of responses
- F1There is no reportable change since the last filing. This is a reiteration of holdings only.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.
- F3As previously reported, on 12/9/2016 the reporting person was granted 170,046 performance adjusted target restricted stock units ("PARSUs"). On 10/31/2018, 40,159 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 2,202 vested dividend equivalent units.