SEC Form 4 · accession 0001562180-18-002924
HP INC · HPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracy S Keogh
Officer — Chief HR Officer
Period of report
Jun 5, 2018
Accepted (ET)
Jun 7, 2018 · 6:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 5, 2018 | M | 117,276 | $13.83 | A | 340,453 | D | |
| Common StockF1 | Jun 5, 2018 | S | 117,276 | $23.00 | D | 223,177 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to buy)F2,F3 | $13.83 | Jun 5, 2018 | M | 117,276 | D | Nov 2, 2016 | Nov 1, 2023 | Common Stock | 117,276 | 234,551 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/29/18.
- F2This option became exercisable beginning on this date contingent to certain performance conditions.
- F3This option is no longer exercisable following this date.