SEC Form 4 · accession 0001562180-18-001678
HP INC · HPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Enrique Lores
Officer — President, PSS
Period of report
Mar 18, 2018
Accepted (ET)
Mar 20, 2018 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 18, 2018 | M | 118,671 | $23.51 | A | 118,671 | D | |
| Common Stock | Mar 18, 2018 | F | 58,838 | $23.51 | D | 59,833 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Mar 18, 2018 | M | 118,671 | D | — | — | Common Stock | 118,671 | 0 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.
- F2On 3/18/2015 the reporting person was granted 327,277 RSUs, of which 109,092 vested on each of 3/18/2016 and 3/18/2017, and 109,093 vested on 3/18/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 9,578 vested dividend equivalent rights.